Meaning 701(3)
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701(3)


Rule permitting the sale of unregistered securities in the open market, provided the shares were issued under a company benefit plan or compensation agreement prior to a company going public. An owner of these securities who is not considered an affiliate of the issuer may sell shares under Rule 701 (g)(3) without having to satisfy Rule 144 require [..]
Source: personal.fidelity.com (offline)




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