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Deficiency letterNotification from the SEC to a prospective issuer of securities that revisions or additions need to be made to the preliminary prospectus.
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Deficiency letterDefinition An SEC letter indicating that a preliminary prospectus for an offering needs to be modified.
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Deficiency lettera letter from the SEC commenting upon problems noted in the review of a registration document filed by a company seeking to go public or filed as part of the reporting requirements of public companies [..]
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Deficiency letterA deficiency letter is a document sent by the Securities and Exchange Commission (SEC) of the United States to the registrants of intended public stock offerings. It details the ways in which the regi [..]
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Deficiency letterA securities commission letter sent to a company that has submitted a preliminary prospectus on a planned new issue of the company's securities. The letter poses any questions the commission want [..]
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Deficiency letterNotification from the SEC to a prospective issuer of securities that revisions or additions need to be made to the preliminary prospectus.
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