The United States SEC is the unit of the US government that regulates markets for investment, most importantly the various stock markets located in the US.

SEC. In the US, a government agency which is responsible for protecting investors against fraudulent and dishonest practices in the securities market.

The Securities and Exchange Commission is a United States Federal agency that regulates and supervises the selling of securities to prevent fraud and unfair practices and to maintain fair and orderly [..]

The federal agency that administers the Securities Act of 1933 and the Securities Exchange Act of 1934, and other acts relating to holding companies and investments.

See SEC

The Securities and Exchange Commission (SEC) is an independent federal agency that oversees and regulates the securities industry in the United States and enforces securities laws. The SEC requires registration of all securities that meet the criteria it sets, and of all individuals and firms who sell those securities. It's also a rule maki [..]

The federal agency responsible for supervising and regulating the securities industry. Although municipal securities are exempt from the SEC’s registration requirements, municipal securities dealers a [..]

(SEC) A federal government agency that regulates the trading of corporate stock to protect investors against unscrupulous practices. Like a number of other federal regulatory agencies, the SEC was est [..]

The federal agency that oversees the nation's securities markets and interprets federal securities law. The SEC also oversees ratings agencies and private regulatory organizations.

A federal agency with a mandate to protect investors; to maintain fair, orderly, and efficient markets; and to facilitate capital formation. The SEC acts as one of the primary regulatory agencies for the investment industry.

A federal agency created to regulate and monitor the securities industry. All U.S. companies with stock must abide by the SEC rules and regulations and are required to file quarterly status reports.

Usually referred to as the SEC. The U.S. government agency which has regulatory power over the U.S. stock exchanges and the reporting requirements of the corporations whose stock is traded on those st [..]

Definition SEC. The primary federal regulatory agency for the securities industry, whose responsibility is to promote full disclosure and to protect investors against fraudulent and manipulative pract [..]

The SEC is the principal federal regulatory agency, which regulates the securities industry. The main function of the SEC is to promote full disclosure and it exists to protect investors, in the secur [..]

is an agency of the US federal government that is mainly responsible for the regulation of the nation's stock exchange and securities industry, enforcing federal laws on securities. This establis [..]

The federal governmental agency that maintains order of the stock and securities exchanges

The five-member board appointed by the president that regulates and oversees stock trading and enforces federal securities statutes.

The federal agency that supervises and oversees the issuance and exchange of public securities.

Agency authorized by the United States Congress to regulate the financial reporting practices of most public corporations.

US Government agency, with the purpose of protecting investors from dangerous or illegal financial practices or fraud, by requiring full and accurate financial disclosure by companies offering stocks, [..]

The primary federal regulatory agency for the securities industry, whose responsibility is to promote full disclosure and to protect investors against fraudulent and manipulative practices in the secu [..]

In the wake of the great depression and the stock trading scandals that it exposed, the US government created Securities and Exchange Commission (SEC) in 1934. It's mission is to regulate the [..]

Independent federal agency responsible for protecting investors by enforcing federal securities laws, including regulating stock and security options exchanges and other electronic securities markets, the issuance and sale of securities, broker-dealers, other securities professionals, and investment companies.

A federal commission that regulates and supervises U.S. financial markets to protect investors.

The SEC is an independent U.S. government agency established by Congress to police and regulate the securities industry.

the U. S. Federal agency primarily responsible for regulating the trading of stock in the United States. They process the filings of reporting companies. They review Initial Public Offering and other [..]

The Securities and Exchange Commission (SEC) is the principal federal regulatory agency that regulates the securities industry. The primary mission of the U.S. Securities and Exchange Commission is to [..]

The primary regulatory federal agency responsible for the enforcement of laws in the securities industry.

The primary federal regulatory agency for the securities industry, whose responsibility is to promote full disclosure and to protect investors against fraudulent and manipulative practices in the securities markets. The SEC enforces, among other acts, the Securities Act of 1933, the Securities Exchange Act of 1934, the Trust Indenture Act of 1939, [..]

The primary federal regulatory agency for the securities industry, whose responsibility is to promote full disclosure and to protect investors against fraudulent and manipulative practices in the secu [..]

The primary federal regulatory agency for the securities industry. The SEC is responsible for promoting full public disclosure and protecting investors against fraudulent and manipulative practices.

A federal agency with a mandate to protect investors; to maintain fair, orderly, and efficient markets; and to facilitate capital formation. The SEC acts as one of the primary regulatory agencies for [..]

the main securities regulator in the US.

A federal agency with a mandate to protect investors; to maintain fair, orderly, and efficient markets; and to facilitate capital formation. The SEC acts as one of the primary regulatory agencies for [..]

  -  See the U.S. Securities and Exchange Commission

Created in 1934, the SEC is empowered to issue regulations and to enforce provisions of the federal securities laws and its own regulations, including regulations governing the disclosure of informati [..]

The federal agency created by the Securities and Exchange Act of 1934 that administers the laws governing the securities industry, including the registration and distribution of mutual fund shares.

A federal agency with a mandate to protect investors; to maintain fair, orderly, and efficient markets; and to facilitate capital formation. The SEC acts as one of the primary regulatory agencies for the investment industry.

The main regulatory body regulating the securities industry is called the Securities and Exchange Commission.

A federal agency responsible for the enforcement of laws governing the securities industry.

A federal regulatory agency created by the Securities and Exchange Act of 1934 to protect investors from fraud within the securities market.

An independent, nonpartisan, quasi-judicial regulatory agency with responsibility for administering the federal securities laws. The purpose of these laws is to protect investors and to ensure that investors have access to disclosure of all material information concerning publicly traded securities. The Commission also regulates firms engaged in th [..]

The federal agency created by the Securities Exchange Act of 1934 to administer that act and the Securities Act of 1933. The statutes administered by the SEC are designed to promote full public disclo [..]

The US Securities and Exchange Commission. The primary US stock market regulator, which among other things, sets standards for information disclosure for companies listed on the New York Stock Exchange.

(SEC) A federal government agency that regulates the trading of corporate stock to protect investors against unscrupulous practices. Like a number of other federal regulatory agencies, the SEC was est [..]